Securities Law – Revenue Capital Investing Many companies in need of growth capital have grown beyond the traditional equity investment phase, but are still not the correct bank-profile fit for straight debt. In addition, some companies are not prime exit-scenario candidates, which can also limit their ability to raise venture funding. Similarly, some investors prefer to [...]
What is a convertible note? A convertible note is currently a popular fundraising vehicle, with both investors and fundraising companies seeking to use it, but what exactly is it? A convertible note is, simply put, a hybrid between receiving a loan and receiving an equity investment in your company. In essence, an investor loans money [...]
You probably already know that the sale of “securities” triggers legal risks and compliance obligations, but many entrepreneurs and business owners are a little fuzzy on the precise definition of a “security.” Most know that any sale of corporate stock counts as the sale of securities, but the statutory definition is actually much broader. The [...]