Regulation A

The New Regulation A: Effective June 19, 2015 As the amended Regulation A (or Regulation A+ as it is often referred to) launches, many companies are enthusiastically wondering whether this powerful vehicle for raising funds could be right for them. Often described as a mini public offering, securities offered under Regulation A are exempt from [...]

By |2018-03-22T19:21:36+00:00June 12th, 2015|Business, Fundraising, Legislative Updates, Raising Capital, Securities|Comments Off on Regulation A

Securities – Revenue Capital Investing

Securities Law – Revenue Capital Investing Many companies in need of growth capital have grown beyond the traditional equity investment phase, but are still not the correct bank-profile fit for straight debt. In addition, some companies are not prime exit-scenario candidates, which can also limit their ability to raise venture funding. Similarly, some investors prefer to [...]

By |2018-03-22T19:21:36+00:00June 2nd, 2014|Business, Fundraising, Raising Capital, Securities, Small Business|Comments Off on Securities – Revenue Capital Investing

Rule 506(c) Securities Offerings

Lifting the Ban on General Solicitation in Rule 506(c) Securities Offerings In a long awaited and widely sought change, the SEC has recently announced a final rule (the “final rule”) lifting the ban on general solicitation or general advertising (collectively, “general solicitation”) in certain private offerings of securities, as required by the JOBS Act. The [...]

JOBs Act

Background In an effort to stimulate job creation and economic growth by improving access to capital, Congress has taken action in the form of legislative changes that will radically alter the landscape of the securities laws and practices that affect many of our clients—both businesses and investors alike. Current Status The Jumpstart Our Business Startups [...]

By |2018-03-22T19:21:40+00:00April 9th, 2012|Legislative Updates, Raising Capital, Small Business|Comments Off on JOBs Act